ABR Paraplanning’s Risk Management services provide financial firms with robust frameworks to identify, assess, and mitigate operational and regulatory risks. From KYC/AML checks to portfolio stress-testing, we ensure your business adheres to FCA, PRA, and MiFID II requirements while minimizing exposure to financial or reputational damage. Our tailored solutions act as an early-warning system, allowing you to address vulnerabilities before they escalate.
Using industry-leading tools and real-time analytics, we monitor risk triggers across client portfolios, back-office workflows, and regulatory updates. Our team delivers concise risk reports with actionable insights—whether it’s addressing concentration risks, liquidity gaps, or client suitability concerns. With ABR, you gain more than compliance; you gain confidence in your firm’s resilience.
At ABR Paraplanning, we transform risk management from a regulatory obligation into a competitive advantage. Our team doesn’t just identify vulnerabilities—we provide predictive insights using sector benchmarks and behavioral analytics to anticipate emerging threats, from market volatility to changing client expectations under Consumer Duty. By embedding risk-aware decision-making across your workflows, we help you demonstrate proactive governance to clients and regulators alike, turning risk mitigation into tangible trust-building and business growth.
Rigorous client onboarding checks, ongoing monitoring, and PEP/sanction screening to meet FCA anti-money laundering rules.
Stress-testing for market shocks, diversification audits, and ESG risk scoring to protect client assets.
Process audits, error tracking, and contingency planning to prevent back-office failures.
